Definition of broker-dealer in English:

broker-dealer

noun

(in the UK) a person combining the former functions of a broker and jobber on the Stock Exchange.
（英国）（证券交易所的）证券交易商兼股票经纪人
Example sentencesExamples
- Research published by BNP Paribas shows that at the end of last year, the top five US broker-dealers - Goldman Sachs, Morgan Stanley, Merrill Lynch, Lehman Brothers and Bear Stearns - cut staff expenses by 13% year over year.
- ‘Advisers might choose broker-dealers on the basis of soft-dollar products and services, not trade execution quality,’ the General Accounting Office noted in a June report.
- US investors who want European stocks must at present go through registered broker-dealers in Europe to buy the securities.
- Under discussion: rules requiring broker-dealers to put up more capital and to tell investors more about the risks when selling them penny stocks.
- Jersey City, New Jersey-based OptiMark says it has signed up about half of the 200 largest institutional investors in the country and 60 broker-dealers to learn the system.
- It doesn't provide information about the size of supply or demand for stocks at various prices from either the ECNs registered as broker-dealers with the NASD, or from the order books of market-making dealers.
- Generally employed by broker-dealers and investment banks, sell-side analysts are a part of the retail investment division.
- Pangione was now a registered investment adviser himself, working at Cantella Securities Inc., a small broker-dealer in Boston.
- It has now requested details from large broker-dealers, transfer agents, and the 80 largest U.S. mutual-fund families on their trading practices.
- Some of the 12-1 fees may go a broker-dealer or other intermediary who helped the fund land a slot in your 401 plan.
- If you feel a particular security's price, let's say the stock of a struggling company, will fall, you can borrow the stock from your broker-dealer, sell it and get the proceeds from the sale.
- Some entities, such as broker-dealers and investment companies, account for most of or all of their assets and liabilities at fair value, with changes therein flowing through earnings (referred to as ‘mark-to-market’ accounting).
- If you're registered with the SEC as a broker-dealer, you are allowed to set up an automated stock market that sells exchange-listed stocks, without actually starting an exchange.
- That kind of strategic positioning, he adds, allows Schwab to avoid risks, such as trading or derivatives risks, that other broker-dealers put on their balance sheets.
- In this way, LTCM threatened the ability of the major U.S. banks and Wall Street broker-dealers to meet their payment and settlement obligations.
- Through Morgan Stanley Dean Witter, Allstate sells annuities under the Northbrook name, and through banks and broker-dealers it sells under the Glenbrook name.
- During last week, concerns were also voiced about a potential hedge fund debacle in the making - suggesting that a large broker-dealer may have sustained some serious trading losses for its own accounts.
- But if NASDAQ's lower rates prove to be enticing to broker-dealers, they could shift millions of dollars in business back to NASDAQ - and cause a world of hurt for Archipelago.
- The SIA boasts a membership of some 700 firms that include investment banks, broker-dealers and mutual fund companies.
- These markets deal with transactions between broker-dealers and large institutions through over-the-counter electronic networks.
Synonyms
dealer, agent, negotiator, trafficker

Usage

Now the official term on the UK Stock Exchange, replacing broker in 1986

Definition of broker-dealer in US English:

broker-dealer

nounˈˌbroʊkər ˈdilər

A brokerage firm that buys and sells securities on its own account as a principal before selling the securities to customers.
Example sentencesExamples
- Jersey City, New Jersey-based OptiMark says it has signed up about half of the 200 largest institutional investors in the country and 60 broker-dealers to learn the system.
- Some entities, such as broker-dealers and investment companies, account for most of or all of their assets and liabilities at fair value, with changes therein flowing through earnings (referred to as ‘mark-to-market’ accounting).
- Some of the 12-1 fees may go a broker-dealer or other intermediary who helped the fund land a slot in your 401 plan.
- Generally employed by broker-dealers and investment banks, sell-side analysts are a part of the retail investment division.
- Through Morgan Stanley Dean Witter, Allstate sells annuities under the Northbrook name, and through banks and broker-dealers it sells under the Glenbrook name.
- But if NASDAQ's lower rates prove to be enticing to broker-dealers, they could shift millions of dollars in business back to NASDAQ - and cause a world of hurt for Archipelago.
- US investors who want European stocks must at present go through registered broker-dealers in Europe to buy the securities.
- Research published by BNP Paribas shows that at the end of last year, the top five US broker-dealers - Goldman Sachs, Morgan Stanley, Merrill Lynch, Lehman Brothers and Bear Stearns - cut staff expenses by 13% year over year.
- ‘Advisers might choose broker-dealers on the basis of soft-dollar products and services, not trade execution quality,’ the General Accounting Office noted in a June report.
- It doesn't provide information about the size of supply or demand for stocks at various prices from either the ECNs registered as broker-dealers with the NASD, or from the order books of market-making dealers.
- If you feel a particular security's price, let's say the stock of a struggling company, will fall, you can borrow the stock from your broker-dealer, sell it and get the proceeds from the sale.
- The SIA boasts a membership of some 700 firms that include investment banks, broker-dealers and mutual fund companies.
- It has now requested details from large broker-dealers, transfer agents, and the 80 largest U.S. mutual-fund families on their trading practices.
- If you're registered with the SEC as a broker-dealer, you are allowed to set up an automated stock market that sells exchange-listed stocks, without actually starting an exchange.
- Under discussion: rules requiring broker-dealers to put up more capital and to tell investors more about the risks when selling them penny stocks.
- During last week, concerns were also voiced about a potential hedge fund debacle in the making - suggesting that a large broker-dealer may have sustained some serious trading losses for its own accounts.
- Pangione was now a registered investment adviser himself, working at Cantella Securities Inc., a small broker-dealer in Boston.
- These markets deal with transactions between broker-dealers and large institutions through over-the-counter electronic networks.
- In this way, LTCM threatened the ability of the major U.S. banks and Wall Street broker-dealers to meet their payment and settlement obligations.
- That kind of strategic positioning, he adds, allows Schwab to avoid risks, such as trading or derivatives risks, that other broker-dealers put on their balance sheets.
Synonyms
dealer, agent, negotiator, trafficker

词汇	broker-dealer
释义	Definition of broker-dealer in English: broker-dealer noun (in the UK) a person combining the former functions of a broker and jobber on the Stock Exchange. （英国）（证券交易所的）证券交易商兼股票经纪人 Example sentencesExamples Research published by BNP Paribas shows that at the end of last year, the top five US broker-dealers - Goldman Sachs, Morgan Stanley, Merrill Lynch, Lehman Brothers and Bear Stearns - cut staff expenses by 13% year over year. ‘Advisers might choose broker-dealers on the basis of soft-dollar products and services, not trade execution quality,’ the General Accounting Office noted in a June report. US investors who want European stocks must at present go through registered broker-dealers in Europe to buy the securities. Under discussion: rules requiring broker-dealers to put up more capital and to tell investors more about the risks when selling them penny stocks. Jersey City, New Jersey-based OptiMark says it has signed up about half of the 200 largest institutional investors in the country and 60 broker-dealers to learn the system. It doesn't provide information about the size of supply or demand for stocks at various prices from either the ECNs registered as broker-dealers with the NASD, or from the order books of market-making dealers. Generally employed by broker-dealers and investment banks, sell-side analysts are a part of the retail investment division. Pangione was now a registered investment adviser himself, working at Cantella Securities Inc., a small broker-dealer in Boston. It has now requested details from large broker-dealers, transfer agents, and the 80 largest U.S. mutual-fund families on their trading practices. Some of the 12-1 fees may go a broker-dealer or other intermediary who helped the fund land a slot in your 401 plan. If you feel a particular security's price, let's say the stock of a struggling company, will fall, you can borrow the stock from your broker-dealer, sell it and get the proceeds from the sale. Some entities, such as broker-dealers and investment companies, account for most of or all of their assets and liabilities at fair value, with changes therein flowing through earnings (referred to as ‘mark-to-market’ accounting). If you're registered with the SEC as a broker-dealer, you are allowed to set up an automated stock market that sells exchange-listed stocks, without actually starting an exchange. That kind of strategic positioning, he adds, allows Schwab to avoid risks, such as trading or derivatives risks, that other broker-dealers put on their balance sheets. In this way, LTCM threatened the ability of the major U.S. banks and Wall Street broker-dealers to meet their payment and settlement obligations. Through Morgan Stanley Dean Witter, Allstate sells annuities under the Northbrook name, and through banks and broker-dealers it sells under the Glenbrook name. During last week, concerns were also voiced about a potential hedge fund debacle in the making - suggesting that a large broker-dealer may have sustained some serious trading losses for its own accounts. But if NASDAQ's lower rates prove to be enticing to broker-dealers, they could shift millions of dollars in business back to NASDAQ - and cause a world of hurt for Archipelago. The SIA boasts a membership of some 700 firms that include investment banks, broker-dealers and mutual fund companies. These markets deal with transactions between broker-dealers and large institutions through over-the-counter electronic networks. Synonyms dealer, agent, negotiator, trafficker Usage Now the official term on the UK Stock Exchange, replacing broker in 1986 Definition of broker-dealer in US English: broker-dealer nounˈˌbroʊkər ˈdilər A brokerage firm that buys and sells securities on its own account as a principal before selling the securities to customers. Example sentencesExamples Jersey City, New Jersey-based OptiMark says it has signed up about half of the 200 largest institutional investors in the country and 60 broker-dealers to learn the system. Some entities, such as broker-dealers and investment companies, account for most of or all of their assets and liabilities at fair value, with changes therein flowing through earnings (referred to as ‘mark-to-market’ accounting). Some of the 12-1 fees may go a broker-dealer or other intermediary who helped the fund land a slot in your 401 plan. Generally employed by broker-dealers and investment banks, sell-side analysts are a part of the retail investment division. Through Morgan Stanley Dean Witter, Allstate sells annuities under the Northbrook name, and through banks and broker-dealers it sells under the Glenbrook name. But if NASDAQ's lower rates prove to be enticing to broker-dealers, they could shift millions of dollars in business back to NASDAQ - and cause a world of hurt for Archipelago. US investors who want European stocks must at present go through registered broker-dealers in Europe to buy the securities. Research published by BNP Paribas shows that at the end of last year, the top five US broker-dealers - Goldman Sachs, Morgan Stanley, Merrill Lynch, Lehman Brothers and Bear Stearns - cut staff expenses by 13% year over year. ‘Advisers might choose broker-dealers on the basis of soft-dollar products and services, not trade execution quality,’ the General Accounting Office noted in a June report. It doesn't provide information about the size of supply or demand for stocks at various prices from either the ECNs registered as broker-dealers with the NASD, or from the order books of market-making dealers. If you feel a particular security's price, let's say the stock of a struggling company, will fall, you can borrow the stock from your broker-dealer, sell it and get the proceeds from the sale. The SIA boasts a membership of some 700 firms that include investment banks, broker-dealers and mutual fund companies. It has now requested details from large broker-dealers, transfer agents, and the 80 largest U.S. mutual-fund families on their trading practices. If you're registered with the SEC as a broker-dealer, you are allowed to set up an automated stock market that sells exchange-listed stocks, without actually starting an exchange. Under discussion: rules requiring broker-dealers to put up more capital and to tell investors more about the risks when selling them penny stocks. During last week, concerns were also voiced about a potential hedge fund debacle in the making - suggesting that a large broker-dealer may have sustained some serious trading losses for its own accounts. Pangione was now a registered investment adviser himself, working at Cantella Securities Inc., a small broker-dealer in Boston. These markets deal with transactions between broker-dealers and large institutions through over-the-counter electronic networks. In this way, LTCM threatened the ability of the major U.S. banks and Wall Street broker-dealers to meet their payment and settlement obligations. That kind of strategic positioning, he adds, allows Schwab to avoid risks, such as trading or derivatives risks, that other broker-dealers put on their balance sheets. Synonyms dealer, agent, negotiator, trafficker
随便看	retenue retest retested retesting rete testis retexture retexturise shell bit shell companies shell company shelled slobberers slobbering slobbering slobberness slobber over slobber over slobbers slobbery slobbery slobbier slobbier slobbiest slobbiest slobbish